Insider Transactions

What Total Return Securities Fund's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	17	68
Sells	0	24
Total trades	17	104

Shares traded

	3 months	12 months
Acquired	30,292	350,190
Disposed	0	105,364
Net activity	+30,292	+244,826

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Sell Moritz A	Director	Aug 31	Open-market buy · P	+3,000	$5.98	+$17.9K	28,246
Das Rajeev P	Secretary	Aug 24	Open-market buy · P	+1,366	$5.93	+$8.1K	3,400
Das Rajeev P	Secretary	Aug 21	Open-market buy · P	+1,700	$5.93	+$10.1K	2,034
Sell Moritz A	Director	Aug 10	Open-market buy · P	+1,000	$5.91	+$5.91K	25,246
Sell Moritz A	Director	Jul 23	Open-market buy · P	+2,000	$5.86	+$11.7K	24,246
Sell Moritz A	Director	Jul 22	Open-market buy · P	+517	$5.90	+$3.05K	22,246
Sell Moritz A	Director	Jul 21	Open-market buy · P	+483	$5.90	+$2.85K	21,729
Sell Moritz A	Director	Jul 20	Open-market buy · P	+1,000	$5.93	+$5.93K	21,246
Goldstein Phillip	Secretary	Jul 06	Open-market buy · P	+5,980	$5.95	+$35.6K	119,214
Dakos Andrew	President and CEO	Jul 02	Open-market buy · P	+4,767	$5.92	+$28.2K	131,000
Dakos Andrew	President and CEO	Jul 02	Open-market buy · P	+233	$5.92	+$1.38K	126,233
Sell Moritz A	Director	Jun 29	Open-market buy · P	+2,000	$5.93	+$11.9K	20,246
Sell Moritz A	Director	Jun 26	Open-market buy · P	+2,091	$5.89	+$12.3K	18,246
Sell Moritz A	Director	Jun 18	Open-market buy · P	+1,853	$5.91	+$11K	16,155
Sell Moritz A	Director	Jun 17	Open-market buy · P	+147	$5.91	+$869	14,302
Sell Moritz A	Director	Jun 16	Open-market buy · P	+2,000	$5.96	+$11.9K	14,155
Sell Moritz A	Director	Jun 15	Open-market buy · P	+155	$5.95	+$922	12,155
Sell Moritz A	Director	May 29	Open-market buy · P	+1,000	$6.01	+$6.01K	12,000
Dakos Andrew	President and CEO	May 28	Open-market buy · P	+5,400	$5.99	+$32.3K	126,000
Dakos Andrew	President and CEO	May 28	Open-market buy · P	+100	$5.98	+$598	120,600

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