$SWZ

$5.83 -$0.02 (0.34%) Close

$SWZ Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 13.0M shares outstanding

Who owns SWZ?

By type of holder

Institutions 41.3% Insiders 16.5% Everyone else 42.3%

Concentration Top 10 holders own 35.1%

CSS Llc/il 8.0% · Bank Of America Corp /de/ 6.7%

Institutional ownership

41.3%

+3.1 pts vs last qtr

Institutional holders

-1 vs last qtr

Net shares bought

+400.5K

by institutions in Q2 2026

New / sold out

6 / 7

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Bank Of America Corp /de/ NEW +867.4K
Matisse Capital +201.7K

Biggest sellers in Q2 2026

Allspring Global Investments Holdings, LLC SOLD OUT −650.7K
Rivernorth Capital Management, LLC −320.8K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Swiss Helvetia Fund Inc in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Swiss Helvetia Fund Inc.

How patient are the owners?

Institutional shares by how long they've been held

5+ years38% 3–5 years0% 1–3 years11% Under 1 year51%

Quarterly turnover

29.4%

of institutional shares changed hands

Top 10 managers, median time held

1.3 years

Super Investors

Investment managers reporting SWZ on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
CL CSS Llc/il	1.0M	8.02%	+19.6K (+1.9%)	≤2021	0.2%
Shares held by quarter Peak holding1.7M (Q4'25) Change over 8 quarters+749.9K Share of the company8.020% CSS Llc/il's full portfolio →
BO Bank Of America Corp /de/	867.4K	6.69%	NEW	Q2 '26	0.0%
Shares held by quarter Peak holding867.4K (Q2'26) Change over 8 quarters+864.5K Share of the company6.690% Bank Of America Corp /de/'s full portfolio →

CSS Llc/il

1.0M

% of company

8.02%

Change vs last qtr

+19.6K (+1.9%)

Held since

≤2021

Bank Of America Corp /de/

867.4K

% of company

6.69%

Change vs last qtr

NEW

Held since

Q2 '26

28 more super investors behind a free account

See every manager holding Swiss Helvetia Fund Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting SWZ on Form N-PORT; together they hold 7.3% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IF Icon Flexible Bond Fund SCM Trust	$2.65M	446.2K	3.44%	0.50%	June 30, 2026
MD Matisse Discounted Closed-End Fund Strategy Starboard Investment Trust	$2.31M	389.0K	3.00%	3.08%	June 30, 2026

Icon Flexible Bond Fund

SCM Trust

Position value

$2.65M

% of company

3.44%

% of the fund

0.50%

As of

June 30, 2026

Matisse Discounted Closed-End Fund Strategy

Starboard Investment Trust

Position value

$2.31M

% of company

3.00%

% of the fund

3.08%

As of

June 30, 2026

3 more funds behind a free account

See every fund holding Swiss Helvetia Fund Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
DA Dakos Andrew Insider	285.3K	2.20%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company2.200% Dakos Andrew's insider activity →
GP Goldstein Phillip Insider	124.2K	0.96%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.960% Goldstein Phillip's insider activity →

Dakos Andrew

Insider

285.3K

% of company

2.20%

Change vs last qtr

—

Held since

—

Goldstein Phillip

Insider

124.2K

% of company

0.96%

Change vs last qtr

—

Held since

—

3 more holders behind a free account

See every insider and 5%+ holder of Swiss Helvetia Fund Inc.

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