$UPC

$2.88 -$1.46 (33.64%) Close

$UPC Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 563.3K shares outstanding

Who owns UPC?

By type of holder

Institutions 6.7% Insiders 0.0% Everyone else 93.4%

Concentration Top 6 holders own 22.9%

Gang Lai 15.6% · HRT Financial LP 3.0%

Institutional ownership

6.7%

+6.7 pts vs last qtr

Institutional holders

+4 vs last qtr

Net shares bought

+37.5K

by institutions in Q2 2026

New / sold out

4 / 0

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

HRT Financial LP NEW +16.9K
UBS Group AG NEW +14.4K

Biggest sellers in Q2 2026

None.

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Universe Pharmaceuticals Inc in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2023–FY2025

+7445.0%

+768.62% a year

Each share's claim on the business

−98.7%

shrank without buying or selling a share

Diluted shares, split-adjusted

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years0% Under 1 year100%

Quarterly turnover

—

of institutional shares changed hands

Top 10 managers, median time held

0 quarters

Super Investors

Investment managers reporting UPC on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
HF HRT Financial LP	16.9K	3.00%	NEW	Q2 '26	0.0%
Shares held by quarter Peak holding16.9K (Q2'26) Change over 8 quarters+16.9K Share of the company3.000% HRT Financial LP's full portfolio →
UG UBS Group AG	14.4K	2.55%	NEW	Q2 '26	0.0%
Shares held by quarter Peak holding14.4K (Q2'26) Change over 8 quarters+14.4K Share of the company2.550% UBS Group AG's full portfolio →

HRT Financial LP

16.9K

% of company

3.00%

Change vs last qtr

NEW

Held since

Q2 '26

UBS Group AG

14.4K

% of company

2.55%

Change vs last qtr

NEW

Held since

Q2 '26

2 more super investors behind a free account

See every manager holding Universe Pharmaceuticals Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting UPC on Form N-PORT; together they hold 0.0% of the company

No fund reports holding UPC yet.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
GL Gang Lai 5%+ holder 13D · 13.6%	88.0K	15.62%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company15.620% Disclosed stake13D · 13.6% View the 13D/G filing →
SH Sununion Holding Group Ltd 5%+ holder 13D · 0.6%	3.5K	0.62%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company0.620% Disclosed stake13D · 0.6% View the 13D/G filing →

Gang Lai

5%+ holder13D · 13.6%

88.0K

% of company

15.62%

Change vs last qtr

—

Held since

—

Sununion Holding Group Ltd

5%+ holder13D · 0.6%

3.5K

% of company

0.62%

Change vs last qtr

—

Held since

—

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