Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.
Reported portfolio value by quarter (26 quarters reported)
$239M in Q2 2013 → $128M now. Hover for any quarter.
As reported for the quarter ended September 30, 2019. Activity is the change in share count since the prior quarter's filing.
| Holding | % of portfolio | Activity | Shares | Value |
|---|---|---|---|---|
| PT Pacer Trendpilot Us Large Cap ETF | 12.6% | Trimmed 8.8% | 522,457 | $16.2M |
| IT Ishares Tr High Divid Equity Fd | 7.9% | Trimmed 6.5% | 107,050 | $10.1M |
| IC Ishares Core Msci Emerging Markets ETF | 5.8% | Trimmed 6.2% | 151,724 | $7.44M |
| FT First Trust Enhanced Short Maturity ETF | 5.8% | Trimmed 3.8% | 122,922 | $7.38M |
| IC Ishares Core Msci Total International Stock ETF | 4.9% | Trimmed 6.4% | 108,156 | $6.25M |
| FT First Tr Exchange Traded Fd Ii Utils Alphadex Fd Annual | 4.7% | Trimmed 9.1% | 203,617 | $6.04M |
| Microsoft | 2.6% | Trimmed 2.1% | 24,105 | $3.35M |
| FT First Trust Consumer ETF | 2.4% | Trimmed 8.3% | 64,717 | $3.13M |
| Home Depot | 1.9% | Trimmed 3.3% | 10,372 | $2.41M |
| IJ Ishares Jp Morgan Usd Emerging Markets Bond ETF | 1.6% | Added 15% | 17,937 | $2.03M |
| FT First Trust Chindia ETF | 1.4% | Trimmed 5.5% | 53,195 | $1.83M |
| LT L3harris Technologies Inc Com | 1.3% | Trimmed 5.0% | 8,266 | $1.73M |
| RD Royal Dutch Shell PLC Spon ADR B | 1.3% | Trimmed 1.9% | 27,934 | $1.67M |
| CN Chevron Corp New Com | 1.2% | Trimmed 4.8% | 12,508 | $1.48M |
| IU Ishares U.s. Treasury Bond ETF | 1.1% | Trimmed 3.0% | 53,522 | $1.41M |
| DW Disney Walt Co Com Disney | 1.1% | Trimmed 4.8% | 10,455 | $1.36M |
| AC AT&T Inc Com | 1.1% | Trimmed 6.9% | 35,688 | $1.35M |
| JU Jpmorgan Ultra-short Income ETF | 1.0% | Added 16% | 24,717 | $1.25M |
| JU Jpmorgan Ultra-short Municipal Income ETF | 0.9% | Unchanged | 23,845 | $1.2M |
| IS Ishares S&P 500 Index | 0.9% | Trimmed 9.5% | 3,923 | $1.17M |
| JC Jpmorgan Chase & Co Com | 0.9% | Trimmed 5.7% | 9,610 | $1.13M |
| FT First Trust Preferred Securities And Income ETF | 0.9% | Trimmed 6.1% | 56,836 | $1.12M |
| CC Conocophillips Com | 0.8% | Trimmed 4.5% | 19,108 | $1.09M |
| JC Jd Com Inc Spon ADR Cl A | 0.8% | Trimmed 6.8% | 38,195 | $1.08M |
| EM Exxon Mobil Corp Com | 0.8% | Trimmed 3.9% | 14,160 | $1M |
| MC Mcdonalds Corp Com | 0.8% | Trimmed 6.4% | 4,655 | $999K |
| BA Bank Amer Corp Com | 0.8% | Trimmed 7.1% | 33,950 | $990K |
| Annaly Capital Management Inc | 0.8% | Trimmed 4.1% | 112,255 | $988K |
| GA Gallagher Arthur J &CO | 0.8% | Trimmed 4.5% | 10,945 | $980K |
| AC Albemarle Corp Com | 0.8% | Trimmed 6.9% | 14,021 | $975K |
| AL Abbott Labs Com | 0.8% | Trimmed 4.4% | 11,614 | $972K |
| AB Accenture Ltd Bermuda Cl A | 0.7% | Trimmed 4.1% | 4,734 | $911K |
| SB SPDR Barclays Capital Intl Treasury Bond ETF | 0.7% | Trimmed 7.2% | 31,067 | $892K |
| AD Analog Devices Inc Com | 0.7% | Trimmed 4.5% | 7,926 | $886K |
| Microchip Technology Inc | 0.7% | Trimmed 4.6% | 9,423 | $875K |
| FT First Trust Senior Loan Fund | 0.7% | Trimmed 7.3% | 18,071 | $857K |
| Paychex Inc | 0.6% | Trimmed 6.0% | 10,034 | $831K |
| VD Vanguard Dividend Appreciation Index Fund | 0.6% | Trimmed 1.6% | 6,892 | $824K |
| IS Invesco S&P High Income Infrastructure ETF | 0.6% | Trimmed 8.1% | 29,956 | $815K |
| RC Raytheon Co Com New | 0.6% | Trimmed 3.9% | 4,154 | $815K |
| IC Ishares Core S&P Total U.s. Stock Market ETF | 0.6% | Added 47% | 12,112 | $812K |
| NA Novartis Ag ADR | 0.6% | Trimmed 2.6% | 9,307 | $809K |
| IM Ishares Msci China ETF | 0.6% | Trimmed 1.8% | 14,240 | $799K |
| PC Pepsico Inc Com | 0.6% | Trimmed 3.7% | 5,680 | $779K |
| P& Procter & Gamble Co Com | 0.6% | Trimmed 5.8% | 6,165 | $767K |
| UC Upwork Inc Com | 0.6% | Trimmed 6.3% | 57,055 | $759K |
| FM Fidelity Msci Consumer Staples Index ETF | 0.6% | Trimmed 10% | 20,556 | $753K |
| IM Ishares Mbs Bond ETF | 0.6% | Added 33% | 6,757 | $732K |
| II Ishares Intermediate Credit Bond ETF | 0.6% | Trimmed 2.8% | 12,604 | $730K |
| HI Honeywell Intl Inc | 0.6% | Trimmed 4.4% | 4,306 | $729K |
| FM Fidelity Msci Consumer Discretionary Index ETF | 0.6% | Trimmed 9.4% | 15,699 | $718K |
| Starbucks Corp | 0.6% | Trimmed 4.2% | 8,006 | $708K |
| FM Fidelity Msci Finls Index ETF | 0.5% | Added 8547% | 17,122 | $696K |
| J& Johnson & Johnson Com | 0.5% | Trimmed 6.1% | 5,312 | $687K |
| Diageo PLC | 0.5% | Trimmed 4.7% | 4,029 | $659K |
| II Ishares Iboxx Corporate Bond ETF | 0.5% | Trimmed 30% | 5,169 | $659K |
| IS Ishares Short Maturity Bond ETF | 0.5% | Added 8.9% | 13,001 | $654K |
| TF Tyson Foods Inc Cl A | 0.5% | Trimmed 4.7% | 7,405 | $638K |
| Amgen Inc | 0.5% | Trimmed 4.3% | 3,142 | $608K |
| IS Ishares S&P U.s. Preferred Stock ETF | 0.5% | Trimmed 6.1% | 16,009 | $601K |
Showing top 60 of 257 positions.
What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.
quarter ended September 30, 2019 · filed November 13, 2019
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| FT First Tr Exch Traded Fd Technology Alphadex Fd | Exited | −99,358 | −$6.61M | — |
| PT Pacer Trendpilot Us Large Cap ETF | Trimmed | −50,120 | −$1.56M | 12.6% |
| FM Fidelity Msci Utils Index ETF | Trimmed | −20,125 | −$908K | — |
| IT Ishares Tr High Divid Equity Fd | Trimmed | −7,415 | −$698K | 7.9% |
| FM Fidelity Msci Finls Index ETF | Added | +16,924 | +$688K | 0.5% |
| FT First Tr Exchange Traded Fd Ii Utils Alphadex Fd Annual | Trimmed | −20,491 | −$608K | 4.7% |
| IC Ishares Core Msci Emerging Markets ETF | Trimmed | −10,101 | −$495K | 5.8% |
| IU Ishares Us Real Estate ETF | Trimmed | −4,390 | −$454K | — |
| IC Ishares Core Msci Total International Stock ETF | Trimmed | −7,404 | −$428K | 4.9% |
| II Ishares Iboxx High Yield Corporate Bond ETF | Trimmed | −3,689 | −$321K | 0.1% |
Showing the 10 largest of 169 changes.
quarter ended June 30, 2019 · filed August 09, 2019
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| IC Ishares Core Msci Total International Stock ETF | Added | +106,423 | +$6.24M | 4.8% |
| IC Ishares Core Msci Emerging Markets ETF | Added | +104,300 | +$5.37M | 5.9% |
| FT First Trust Enhanced Short Maturity ETF | Trimmed | −84,241 | −$5.06M | 5.4% |
| IM Ishares Msci Japan ETF | Trimmed | −36,725 | −$2.06M | — |
| FT First Trust Chindia ETF | New | +56,286 | +$2.02M | 1.4% |
| LT L3harris Technologies Inc Com | New | +8,702 | +$1.65M | 1.2% |
| PT Pacer Trendpilot Us Large Cap ETF | Trimmed | −46,930 | −$1.44M | 12.4% |
| HD Harris Corp Del Com | Exited | −8,624 | −$1.38M | — |
| JC Jd Com Inc Spon ADR Cl A | New | +40,995 | +$1.24M | 0.9% |
| JU Jpmorgan Ultra-short Municipal Income ETF | New | +23,845 | +$1.2M | 0.9% |
Showing the 10 largest of 169 changes.
quarter ended March 31, 2019 · filed May 01, 2019
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| PT Pacer Trendpilot Us Large Cap ETF | New | +619,507 | +$18.2M | 14.4% |
| IT Ishares Tr High Divid Equity Fd | New | +114,465 | +$10.7M | 8.5% |
| FT First Tr Exch Traded Fd Technology Alphadex Fd | New | +108,233 | +$6.92M | 5.5% |
| FT First Tr Exchange Traded Fd Ii Utils Alphadex Fd Annual | New | +242,225 | +$6.85M | 5.4% |
| FT First Trust Consumer ETF | New | +74,294 | +$3.4M | 2.7% |
| FT First Trust Enhanced Short Maturity ETF | Added | +40,697 | +$2.44M | 10.1% |
| IS Ishares S&P 500 Index | Added | +4,860 | +$1.38M | 1.1% |
| IJ Ishares Jp Morgan Usd Emerging Markets Bond ETF | Added | +8,320 | +$916K | 2.2% |
| IU Ishares U.s. Treasury Bond ETF | New | +31,279 | +$789K | 0.6% |
| FM Fidelity Msci Consumer Staples Index ETF | New | +23,089 | +$782K | 0.6% |
Showing the 10 largest of 162 changes.
quarter ended December 31, 2018 · filed February 08, 2019
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| FT First Trust Enhanced Short Maturity ETF | Trimmed | −175,578 | −$10.5M | 15.5% |
| IC Ishares Core S&P Total U.s. Stock Market ETF | Exited | −146,679 | −$9.77M | — |
| IC Ishares Core Msci Total International Stock ETF | Trimmed | −170,134 | −$8.86M | — |
| FT First Tr Large Cap Core Alphadex Fd Comshs | Exited | −112,598 | −$7.03M | — |
| IG Ishares Gold Trust ETF | Exited | −525,922 | −$6.01M | — |
| FT First Tr Exch Traded Fd Health Care Alphadex Fd | Exited | −61,453 | −$5.22M | — |
| FT First Tr Exchange Traded Fd Ii Energy Alphadex Fd Annual | Exited | −282,797 | −$4.95M | — |
| IO Invesco Optimum Yield Diversified Commodity Strategy Noa K-1a ETF | Exited | −254,835 | −$4.78M | — |
| FT First Tr Exch Traded Fd Financials Alphadex Fd | Exited | −139,532 | −$4.46M | — |
| IM Ishares Msci Canada Index | Exited | −84,839 | −$2.44M | — |
Showing the 10 largest of 139 changes.
quarter ended September 30, 2018 · filed October 23, 2018
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| FT First Trust Enhanced Short Maturity ETF | Added | +337,211 | +$20.2M | 13.2% |
| IL Innovator Lunt Low Vol/high Beta Tactical ETF | Exited | −232,972 | −$7.05M | — |
| IC Ishares Core S&P Total U.s. Stock Market ETF | Trimmed | −98,195 | −$6.54M | 6.2% |
| FT First Tr Exch Traded Fd Technology Alphadex Fd | Trimmed | −88,239 | −$5.6M | 0.1% |
| FT First Tr Exchange-traded Fd Ii Indls Prod Durablalphadex Fd Annual | Exited | −117,198 | −$4.58M | — |
| FT First Tr Exch Tradedalphadex Fd Ii Europe Alphadex Fd | Exited | −67,330 | −$2.59M | — |
| IM Ishares Msci China ETF | New | +38,231 | +$2.29M | 1.4% |
| American Water Works Co | Exited | −13,200 | −$1.13M | — |
| HC Health Care REIT Inc | Exited | −15,744 | −$987K | — |
| IC Ishares Core Msci Emerging Markets ETF | Trimmed | −13,576 | −$703K | 3.1% |
Showing the 10 largest of 147 changes.
quarter ended June 30, 2018 · filed July 10, 2018
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| IL Innovator Lunt Low Vol/high Beta Tactical ETF | Exited | −235,520 | −$7.34M | — |
| IL Innovator Lunt Low Vol/high Beta Tactical ETF | New | +232,972 | +$7.05M | 4.3% |
| IO Invesco Optimum Yield Diversified Commodity Strategy Noa K-1a ETF | New | +277,388 | +$5.12M | 3.1% |
| PD Powershares Db Optimum Yield Diversified Commodity Strategy No K-1 Portfoli | Exited | −245,083 | −$4.7M | — |
| SS SPDR S&P 400 Mid Cap Growth ETF | Added | +32,133 | +$1.74M | 1.6% |
| Annaly Capital Management Inc | New | +146,770 | +$1.51M | 0.9% |
| II Ishares Iboxx Corporate Bond ETF | Trimmed | −10,166 | −$1.17M | 0.5% |
| HC Health Care REIT Inc | New | +15,744 | +$987K | 0.6% |
| FT First Trust Tactical High Yield ETF | Trimmed | −16,307 | −$767K | 0.2% |
| PE Powershares ETF Senior Loan Port Nyse Arca Inc | New | +30,241 | +$693K | 0.4% |
Showing the 10 largest of 147 changes.
quarter ended March 31, 2018 · filed May 29, 2018
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| IC Ishares Core S&P Total U.s. Stock Market ETF | Trimmed | −193,486 | −$12.1M | 9.2% |
| IG Ishares Gold Trust ETF | New | +562,416 | +$6.97M | 4.2% |
| ES Energy Select Sector SPDR | Trimmed | −75,597 | −$5.9M | — |
| FT First Trust Materials Alphadex (etf) | Trimmed | −128,623 | −$5.64M | 0.1% |
| FT First Tr Exchange Traded Fd Ii Energy Alphadex Fd Annual | New | +309,505 | +$5.29M | 3.2% |
| FT First Tr Exch Traded Fd Health Care Alphadex Fd | Added | +67,469 | +$4.91M | 2.9% |
| FT First Tr Exchange-traded Fd Ii Indls Prod Durablalphadex Fd Annual | New | +117,505 | +$4.71M | 2.8% |
| PD Powershares Db Optimum Yield Diversified Commodity Strategy No K-1 Portfoli | Added | +242,647 | +$4.65M | 2.8% |
| IC Ishares Core Msci Total International Stock ETF | Trimmed | −56,562 | −$3.62M | 6.8% |
| FT First Tr Exch Tradedalphadex Fd Ii Europe Alphadex Fd | Added | +64,005 | +$2.64M | 1.6% |
Showing the 10 largest of 195 changes.
quarter ended December 31, 2017 · filed January 22, 2018
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| ES Energy Select Sector SPDR Fund | New | +76,456 | +$5.53M | 3.3% |
| FT First Trust Health Care Alphadex Fund | Trimmed | −77,518 | −$5.47M | — |
| FT First Trust Financials Alphadex Fund | Added | +173,994 | +$5.45M | 3.2% |
| FT First Trust Small Cap Growth Alphadex Fund | Trimmed | −68,391 | −$2.91M | 1.6% |
| FT First Trust Europe Alphadex Fund | Trimmed | −69,217 | −$2.7M | — |
| SS SPDR S&P 400 Mid Cap Growth ETF | New | +17,227 | +$2.68M | 1.6% |
| IM Ishares Msci Canada ETF | Added | +90,052 | +$2.67M | 1.6% |
| IM Ishares Msci Japan ETF | Added | +44,474 | +$2.67M | 1.6% |
| IC Ishares Core Msci Total International Stock ETF | Trimmed | −30,406 | −$1.92M | 8.8% |
| IN Ishares Nasdaq Biotechnology Index Fund | Added | +11,686 | +$1.25M | 0.8% |
Showing the 10 largest of 133 changes.
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