Insider Transactions

What Cathay General Bancorp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	10	25
Total trades	14	59

Shares traded

	3 months	12 months
Acquired	4,344	115,032
Disposed	53,001	191,525
Net activity	−48,657	−76,493

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Sun Richard	Director	Sep 02	Open-market sale · S	−1,000	$62.32	−$62.3K	2,200
Sun Richard	Director	Aug 25	Open-market sale · S	−1,000	$62.08	−$62.1K	3,200
Lo Thomas M.	EVP, Chief Admin Officer	Aug 25	Open-market sale · S	−1,600	$62.47	−$100K	2,362
Sun Richard	Director	Aug 10	Open-market sale · S	−3,000	$63.09	−$189K	2,800
Sun Richard	Director	Jul 31	Open-market sale · S	−5,000	$62.43	−$312K	2,315
Sun Richard	Director	Jul 30	Open-market sale · S	−5,000	$63.31	−$317K	6,340
Sun Richard	Director	Jul 29	Open-market sale · S	−10,000	$63.29	−$633K	11,340
Sun Richard	Director	Jul 29	Open-market sale · S	−10,000	$63.33	−$633K	7,315
Chan May K.	SVP, General Counsel	Jul 27	Withheld — tax / exercise cost · F	−467	$62.56	−$29.2K	3,691
Chan May K.	SVP, General Counsel	Jul 27	Exercise / conversion · M	+1,448	—	—	4,158
Lo Thomas M.	EVP, Chief Admin Officer	Jul 27	Withheld — tax / exercise cost · F	−934	$62.56	−$58.4K	3,962
Lo Thomas M.	EVP, Chief Admin Officer	Jul 27	Exercise / conversion · M	+2,896	—	—	4,896
Tang Anthony M	Vice Chairman	Jun 09	Open-market sale · S	−5,000	$59.92	−$300K	147,876
Tang Anthony M	Vice Chairman	Jun 08	Open-market sale · S	−10,000	$58.90	−$589K	152,876
Tang Anthony M	Vice Chairman	Jun 05	Open-market sale · S	−5,000	$58.37	−$292K	162,876
Tang Anthony M	Vice Chairman	Jun 04	Open-market sale · S	−10,000	$58.16	−$582K	167,876
Wu Peter	Vice Chairman	May 05	Open-market sale · S	−20,000	$57.33	−$1.15M	275,252
Chan May K.	SVP, General Counsel	Apr 28	Open-market sale · S	−558	$56.00	−$31.3K	2,693
Chung Nelson	Director	Apr 15	Grant / award · A	+1,593	—	—	10,432
Wang Shally	Director	Apr 15	Grant / award · A	+1,593	—	—	10,908

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