$CATY

$64.69 -$0.03 (0.05%) Close

$CATY Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 66.7M shares outstanding

Who owns CATY?

By type of holder

Institutions 77.3% Insiders 12.3% Everyone else 10.4%

Concentration Top 10 holders own 54.1%

BlackRock, Inc. 14.6% · Vanguard Portfolio Management LLC 6.2%

Institutional ownership

77.3%

+4.9 pts vs last qtr

Institutional holders

304

+15 vs last qtr

Net shares bought

+3.3M

by institutions in Q2 2026

New / sold out

48 / 33

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Fuller & Thaler Asset Management, Inc. NEW +1.7M
Norges Bank NEW +612.8K

Biggest sellers in Q2 2026

Qube Research & Technologies Ltd −177.1K
Jane Street Group, LLC SOLD OUT −156.0K

Who is planning to sell?

Notices of proposed sale, last 12 months

$8.74M

16 notices from 8 people

Shares covered

156.5K

0.23% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Pacju LLC Officer $2.3M
Tang Anthony M Director $2.23M

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

−13.1%

−1.55% a year

Each share's claim on the business

+15.1%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$747M vs $18.7M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years82% 3–5 years3% 1–3 years8% Under 1 year8%

Quarterly turnover

7.5%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting CATY on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	9.8M	14.62%	+8.3K (+0.1%)	≤2021	0.0%
Shares held by quarter Peak holding10.7M (Q3'24) Change over 8 quarters−965.1K Share of the company14.620% BlackRock, Inc.'s full portfolio →
VP Vanguard Portfolio Management LLC	4.1M	6.17%	+44.1K (+1.1%)	≤2021	0.0%
Shares held by quarter Peak holding4.1M (Q2'26) Change over 8 quarters+4.1M Share of the company6.170% Vanguard Portfolio Management LLC's full portfolio →

BlackRock, Inc.

9.8M

% of company

14.62%

Change vs last qtr

+8.3K (+0.1%)

Held since

≤2021

Vanguard Portfolio Management LLC

4.1M

% of company

6.17%

Change vs last qtr

+44.1K (+1.1%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Cathay General Bancorp, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting CATY on Form N-PORT; together they hold 52.0% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IC iShares Core S&P Small-Cap ETF iShares Trust	$250M	4.0M	6.05%	0.22%	June 30, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$125M	2.0M	3.03%	0.01%	June 30, 2026

iShares Core S&P Small-Cap ETF

iShares Trust

Position value

$250M

% of company

6.05%

% of the fund

0.22%

As of

June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$125M

% of company

3.03%

% of the fund

0.01%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Cathay General Bancorp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
WP Wu Peter Insider	3.2M	4.84%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company4.840% Wu Peter's insider activity →
TA Tang Anthony M Insider	2.7M	4.01%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company4.010% Tang Anthony M's insider activity →

Wu Peter

Insider

3.2M

% of company

4.84%

Change vs last qtr

—

Held since

—

Tang Anthony M

Insider

2.7M

% of company

4.01%

Change vs last qtr

—

Held since

—

17 more holders behind a free account

See every insider and 5%+ holder of Cathay General Bancorp.

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