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$LPLA

$339.17 -$14.53 (4.11%)

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Insider Transactions

Insider Transaction Summary

Group Holdings (SBS) Advisors, Inc. TPG

8,794,282 shares

Net: 0 B/S: -

Marco Hellman

492,390 shares

Net: 0 B/S: -

Dan H. Arnold

142,608 shares

Net: 0 B/S: -

James S Putnam

137,291 shares

Net: +646 B/S: ∞

Mark S Casady

130,957 shares

Net: 0 B/S: -

JAMES S RIEPE

95,214 shares

Net: 0 B/S: -

George Burton White

49,578 shares

Net: 0 B/S: -

John Joseph Brennan

45,872 shares

Net: 0 B/S: -

David P. Bergers

43,382 shares

Net: 0 B/S: -

RICHARD P SCHIFTER

39,178 shares

Net: -367 B/S: ∞

ANNE M MULCAHY

37,083 shares

Net: +712 B/S: ∞

Michelle Oroschakoff

27,661 shares

Net: 0 B/S: -

John Andrew Kalbaugh

27,523 shares

Net: 0 B/S: -

Sallie R. Larsen

25,196 shares

Net: 0 B/S: -

Scott Seese

24,179 shares

Net: 0 B/S: -

William Francis Jr Glavin

24,064 shares

Net: +762 B/S: ∞

Victor Fetter

23,279 shares

Net: 0 B/S: -

Matthew J Audette

20,693 shares

Net: -1,097 B/S: 2.4

DAYTON SEMERJIAN

19,118 shares

Net: 0 B/S: -

William P. Jr. Morrissey

18,091 shares

Net: 0 B/S: -

PAULETT EBERHART

17,760 shares

Net: +730 B/S: ∞

VIET D DINH

17,322 shares

Net: 0 B/S: -

Thomas Gooley

17,293 shares

Net: 0 B/S: -

Greg Gates

16,476 shares

Net: +91 B/S: 3.93

EDWARD C BERNARD

16,259 shares

Net: +726 B/S: ∞

Edward Fandrey

16,124 shares

Net: 0 B/S: -

Matthew Enyedi

15,767 shares

Net: +3 B/S: 3.89

Corey E. Thomas

14,908 shares

Net: +734 B/S: ∞

Ryan Parker

11,864 shares

Net: 0 B/S: -

Allison Mnookin

11,761 shares

Net: +722 B/S: ∞

Richard Steinmeier

11,581 shares

Net: -971 B/S: 6.79

Kabir Sethi

11,472 shares

Net: 0 B/S: -

Tracy Calder

8,089 shares

Net: 0 B/S: -

Jeffrey R. Buchheister

7,341 shares

Net: 0 B/S: -

Brent Simonich

6,773 shares

Net: 0 B/S: -

Aneri Jambusaria

6,723 shares

Net: -241 B/S: 2.01

Althea Brown

6,711 shares

Net: 0 B/S: -

Marc Eliot Cohen

4,400 shares

Net: -1,034 B/S: 0.83

Matthew Morningstar

3,415 shares

Net: +2,837 B/S: ∞

Albert J Ko

3,299 shares

Net: +712 B/S: ∞

Emily Field

1,939 shares

Net: +1,939 B/S: ∞

Katharine Reeping

1,841 shares

Net: -187 B/S: ∞

Sara Dadyar

1,797 shares

Net: 0 B/S: -

Somesh Khanna

851 shares

Net: +851 B/S: ∞

Insider Name	Current Shares	Net Change (1yr)	Buy/Sell Ratio
Group Holdings (SBS) Advisors, Inc. TPG	8,794,282	0	-
Marco Hellman	492,390	0	-
Dan H. Arnold	142,608	0	-
James S Putnam	137,291	+646	∞
Mark S Casady	130,957	0	-
JAMES S RIEPE	95,214	0	-
George Burton White	49,578	0	-
John Joseph Brennan	45,872	0	-
David P. Bergers	43,382	0	-
RICHARD P SCHIFTER	39,178	-367	∞
ANNE M MULCAHY	37,083	+712	∞
Michelle Oroschakoff	27,661	0	-
John Andrew Kalbaugh	27,523	0	-
Sallie R. Larsen	25,196	0	-
Scott Seese	24,179	0	-
William Francis Jr Glavin	24,064	+762	∞
Victor Fetter	23,279	0	-
Matthew J Audette	20,693	-1,097	2.4
DAYTON SEMERJIAN	19,118	0	-
William P. Jr. Morrissey	18,091	0	-
PAULETT EBERHART	17,760	+730	∞
VIET D DINH	17,322	0	-
Thomas Gooley	17,293	0	-
Greg Gates	16,476	+91	3.93
EDWARD C BERNARD	16,259	+726	∞
Edward Fandrey	16,124	0	-
Matthew Enyedi	15,767	+3	3.89
Corey E. Thomas	14,908	+734	∞
Ryan Parker	11,864	0	-
Allison Mnookin	11,761	+722	∞
Richard Steinmeier	11,581	-971	6.79
Kabir Sethi	11,472	0	-
Tracy Calder	8,089	0	-
Jeffrey R. Buchheister	7,341	0	-
Brent Simonich	6,773	0	-
Aneri Jambusaria	6,723	-241	2.01
Althea Brown	6,711	0	-
Marc Eliot Cohen	4,400	-1,034	0.83
Matthew Morningstar	3,415	+2,837	∞
Albert J Ko	3,299	+712	∞
Emily Field	1,939	+1,939	∞
Katharine Reeping	1,841	-187	∞
Sara Dadyar	1,797	0	-
Somesh Khanna	851	+851	∞

Individual Transactions

June 04, 2026

PAULETT EBERHART

Grant/Award Acquisition

Change: +5

Price: $0.00

Shares: 17,760

Value: +$0

EDWARD C BERNARD

Grant/Award Acquisition

Change: +4

Price: $0.00

Shares: 16,259

Value: +$0

RICHARD P SCHIFTER

Grant/Award Acquisition

Change: +19

Price: $0.00

Shares: 39,178

Value: +$0

William Francis Jr Glavin

Grant/Award Acquisition

Change: +15

Price: $0.00

Shares: 24,064

Value: +$0

Allison Mnookin

Grant/Award Acquisition

Change: +3

Price: $0.00

Shares: 11,761

Value: +$0

James S Putnam

Grant/Award Acquisition

Change: +10

Price: $0.00

Shares: 137,291

Value: +$0

Corey E. Thomas

Grant/Award Acquisition

Change: +7

Price: $0.00

Shares: 14,908

Value: +$0

Insider	Filing Date	Transaction	Shares	Change	Price	Value
PAULETT EBERHART	Jun 08	Grant/Award Acquisition (A) Compensation/Award	17,760	+5	$0.00	+$0
EDWARD C BERNARD	Jun 08	Grant/Award Acquisition (A) Compensation/Award	16,259	+4	$0.00	+$0
RICHARD P SCHIFTER	Jun 08	Grant/Award Acquisition (A) Compensation/Award	39,178	+19	$0.00	+$0
William Francis Jr Glavin	Jun 08	Grant/Award Acquisition (A) Compensation/Award	24,064	+15	$0.00	+$0
Allison Mnookin	Jun 08	Grant/Award Acquisition (A) Compensation/Award	11,761	+3	$0.00	+$0
James S Putnam	Jun 08	Grant/Award Acquisition (A) Compensation/Award	137,291	+10	$0.00	+$0
Corey E. Thomas	Jun 08	Grant/Award Acquisition (A) Compensation/Award	14,908	+7	$0.00	+$0

May 15, 2026

EDWARD C BERNARD

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 15,907

Value: +$0

RICHARD P SCHIFTER

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 38,811

Value: +$0

William Francis Jr Glavin

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 24,049

Value: +$0

Somesh Khanna

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 851

Value: +$0

Albert J Ko

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 3,299

Value: +$0

Allison Mnookin

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 11,758

Value: +$0

James S Putnam

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 137,281

Value: +$0

Corey E. Thomas

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 14,553

Value: +$0

PAULETT EBERHART

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 17,755

Value: +$0

ANNE M MULCAHY

Grant/Award Acquisition

Change: +712

Price: $0.00

Shares: 37,083

Value: +$0

Insider	Filing Date	Transaction	Shares	Change	Price	Value
EDWARD C BERNARD	May 19	Grant/Award Acquisition (A) Compensation/Award	15,907	+712	$0.00	+$0
RICHARD P SCHIFTER	May 19	Grant/Award Acquisition (A) Compensation/Award	38,811	+712	$0.00	+$0
William Francis Jr Glavin	May 19	Grant/Award Acquisition (A) Compensation/Award	24,049	+712	$0.00	+$0
Somesh Khanna	May 19	Grant/Award Acquisition (A) Compensation/Award	851	+712	$0.00	+$0
Albert J Ko	May 19	Grant/Award Acquisition (A) Compensation/Award	3,299	+712	$0.00	+$0
Allison Mnookin	May 19	Grant/Award Acquisition (A) Compensation/Award	11,758	+712	$0.00	+$0
James S Putnam	May 19	Grant/Award Acquisition (A) Compensation/Award	137,281	+712	$0.00	+$0
Corey E. Thomas	May 19	Grant/Award Acquisition (A) Compensation/Award	14,553	+712	$0.00	+$0
PAULETT EBERHART	May 19	Grant/Award Acquisition (A) Compensation/Award	17,755	+712	$0.00	+$0
ANNE M MULCAHY	May 19	Grant/Award Acquisition (A) Compensation/Award	37,083	+712	$0.00	+$0

May 07, 2026

James S Putnam

Gift

Change: -100

Price: $0.00

Shares: 136,569

Value: -$0

Insider	Filing Date	Transaction	Shares	Change	Price	Value
James S Putnam	May 08	Gift (G) Non-Market Transfer	136,569	-100	$0.00	-$0

April 15, 2026

Matthew J Audette

Open Market Sale

Change: -220

Price: $327.45

Shares: 20,693

Value: -$72,039

Insider	Filing Date	Transaction	Shares	Change	Price	Value
Matthew J Audette	Apr 16	Open Market Sale (S) Market Sale	20,693	-220	$327.45	-$72,039

April 14, 2026

Matthew J Audette

Open Market Sale

Change: -330

Price: $325.00

Shares: 21,052

Value: -$107,250

Insider	Filing Date	Transaction	Shares	Change	Price	Value
Matthew J Audette	Apr 16	Open Market Sale (S) Market Sale	21,052	-330	$325.00	-$107,250