Insider Transactions

What LPL Financial Holdings Inc.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	8	52
Total trades	19	129

Shares traded

	3 months	12 months
Acquired	7,233	59,832
Disposed	8,011	35,608
Net activity	−778	+24,224

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View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Thomas Corey E.	Director	Aug 28	Grant / award · A	+4	—	—	14,912
Schifter Richard P	Director	Aug 28	Grant / award · A	+14	—	—	39,192
Putnam James S	Director	Aug 28	Grant / award · A	+7	—	—	135,298
Glavin William Francis Jr	Director	Aug 28	Grant / award · A	+10	—	—	24,074
Mnookin Allison	Director	Aug 28	Grant / award · A	+2	—	—	11,763
Eberhart Paulett	Director	Aug 28	Grant / award · A	+4	—	—	17,764
Bernard Edward C	Director	Aug 28	Grant / award · A	+3	—	—	16,262
Jambusaria Aneri	Group Managing Director	Aug 27	Open-market sale · S	−308	$357.36	−$110K	6,107
Gates Greg	Group Managing Director	Aug 20	Open-market sale · S	−4,119	$355.38	−$1.46M	23,602
Gates Greg	Group Managing Director	Aug 20	Exercise / conversion · M	+7,189	$77.53	+$557K	27,721
Putnam James S	Director	Aug 03	Gift · G	−2,000	—	—	135,291
Enyedi Matthew	Group Managing Director	Jul 31	Disclosed 10b5-1 sale · S	−1	$355.51	−$356	13,121
Enyedi Matthew	Group Managing Director	Jul 31	Disclosed 10b5-1 sale · S	−51	$354.52	−$18.1K	13,122
Enyedi Matthew	Group Managing Director	Jul 31	Disclosed 10b5-1 sale · S	−296	$353.37	−$105K	13,173
Enyedi Matthew	Group Managing Director	Jul 31	Disclosed 10b5-1 sale · S	−463	$352.77	−$163K	13,469
Enyedi Matthew	Group Managing Director	Jul 31	Disclosed 10b5-1 sale · S	−189	$351.06	−$66.4K	13,932
Jambusaria Aneri	Group Managing Director	Jun 17	Open-market sale · S	−308	$306.00	−$94.2K	6,415
Gates Greg	Group Managing Director	Jun 12	Withheld — tax / exercise cost · F	−232	$295.66	−$68.6K	20,532
Cohen Marc Eliot	Group Managing Director	Jun 12	Withheld — tax / exercise cost · F	−44	$295.66	−$13K	4,356
Bernard Edward C	Director	Jun 04	Grant / award · A	+4	—	—	16,259

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