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$LPLA
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$LPLA SEC Filings

Filed On Filing
27 Oct 2026 8-K: Results of Operations and Financial Condition

SAN DIEGO — October 27, 2026 — LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2026, reporting net income of $357 million, or $4.52 per share. This compares wit...

14 Sep 2026 Form 4: Reeping Katharine, Principal Accounting Officer

Sold 439.949 shares ($153K)

11 Sep 2026 144
08 Sep 2026 Form 4: Field Emily, Group Managing Director

Gave up 106 shares to cover exercise price or tax ($38.1K)

01 Sep 2026 Form 4: Thomas Corey E., Director

Received 4 shares as a grant or award

01 Sep 2026 Form 4: Schifter Richard P, Director

Received 14 shares as a grant or award

01 Sep 2026 Form 4: Putnam James S, Director

Received 7 shares as a grant or award

01 Sep 2026 Form 4: Mnookin Allison, Director

Received 2 shares as a grant or award

01 Sep 2026 Form 4: Glavin William Francis Jr, Director

Received 10 shares as a grant or award

01 Sep 2026 Form 4: Eberhart Paulett, Director

Received 4 shares as a grant or award

01 Sep 2026 Form 4: Bernard Edward C, Director

Received 3 shares as a grant or award

31 Aug 2026 Form 4: Jambusaria Aneri, Group Managing Director

Sold 308 shares ($110K)

27 Aug 2026 144
21 Aug 2026 Form 4: Gates Greg, Group Managing Director

Received 7,189 shares by exercise or conversion ($557K) · Sold 4,119 shares ($1.46M)

20 Aug 2026 144
13 Aug 2026 SCHEDULE 13G
04 Aug 2026 SCHEDULE 13G
04 Aug 2026 Form 4: Putnam James S, Director

Gave 2,000 shares as a gift

04 Aug 2026 Form 4: Enyedi Matthew, Group Managing Director

Sold 1,000 shares ($353K)

03 Aug 2026 10-Q

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