$LPLA

$317.56 +$0.33 (0.1%) Close

$LPLA Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 78.7M shares outstanding

Who owns LPLA?

By type of holder

Institutions 100.0% Insiders 0.0% Everyone else 0.0%

Concentration Top 10 holders own 43.3%

BlackRock, Inc. 6.0% · Dodge & Cox 5.8%

Institutional ownership

100.0%

0 pts vs last qtr

Institutional holders

765

-3 vs last qtr

Net shares bought

+299.6K

by institutions in Q2 2026

New / sold out

94 / 97

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Jupiter Topco LLC NEW +4.2M
Goldman Sachs Group Inc +1.3M

Biggest sellers in Q2 2026

Janus Henderson Group PLC SOLD OUT −3.7M
Massachusetts Financial Services Co /ma/ −2.4M

Who is planning to sell?

Notices of proposed sale, last 12 months

$6.13M

14 notices from 7 people

Shares covered

18.0K

0.02% of the company

Arranged in advance

81%

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Steinmeier Richard Officer 10b5-1 $1.85M
Enyedi Matthew Officer 10b5-1 $1.03M

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

−12.2%

−1.43% a year

Each share's claim on the business

+13.9%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$2.99B vs $486M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years57% 3–5 years13% 1–3 years14% Under 1 year16%

Quarterly turnover

18.3%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting LPLA on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	4.7M	6.01%	−241.3K (−4.9%)	≤2021	0.0%
Shares held by quarter Peak holding5.0M (Q4'25) Change over 8 quarters−21.4K Share of the company6.010% BlackRock, Inc.'s full portfolio →
DC Dodge & Cox	4.6M	5.81%	+432.1K (+10.4%)	2024	0.7%
Shares held by quarter Peak holding4.6M (Q2'26) Change over 8 quarters+4.6M Share of the company5.810% Dodge & Cox's full portfolio →

BlackRock, Inc.

4.7M

% of company

6.01%

Change vs last qtr

−241.3K (−4.9%)

Held since

≤2021

Dodge & Cox

4.6M

% of company

5.81%

Change vs last qtr

+432.1K (+10.4%)

Held since

2024

28 more super investors behind a free account

See every manager holding LPL Financial Holdings Inc., how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting LPLA on Form N-PORT; together they hold 43.4% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
DC Dodge & Cox Stock Fund Dodge & Cox Funds	$850M	3.0M	3.83%	0.72%	June 30, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$715M	2.5M	3.22%	0.03%	June 30, 2026

Dodge & Cox Stock Fund

Dodge & Cox Funds

Position value

$850M

% of company

3.83%

% of the fund

0.72%

As of

June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$715M

% of company

3.22%

% of the fund

0.03%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding LPL Financial Holdings Inc. and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
PJ Putnam James S Insider	932.4K	1.18%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company1.180% Putnam James S's insider activity →
SR Schifter Richard P Insider	44.0K	0.06%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.060% Schifter Richard P's insider activity →

Putnam James S

Insider

932.4K

% of company

1.18%

Change vs last qtr

—

Held since

—

Schifter Richard P

Insider

44.0K

% of company

0.06%

Change vs last qtr

—

Held since

—

19 more holders behind a free account

See every insider and 5%+ holder of LPL Financial Holdings Inc..

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