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$CAT
$691.79 +$4.79 (0.7%) Live

Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Employee equity plan (S-8) File № 333-133275

Filed April 13, 2006 · effective April 13, 2006

View registration 1 post-effective amendment
Effective Employee equity plan (S-8) File № 333-192766

Filed December 11, 2013 · effective December 11, 2013

View registration 1 post-effective amendment

46 more registration filings behind a free account

See every share offering and shelf registration Caterpillar Inc has filed, and what became of it.

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