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$CAT
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$CAT SEC Filings

Filed On Filing
15 Oct 2026 8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers; Other Events

IRVING, Texas, Oct. 15, 2026 – Caterpillar Inc. today announced Denise Johnson, group president of Resource Industries, has elected to retire effective Feb. 1, 2027. Derrick York, who currently serves as president of Solar Turbines and C...

01 Oct 2026 Form 4: Good Lynn J, Director

Granted 30 Phantom Stock Units ($24.6K)

01 Oct 2026 Form 4: MacLennan David, Director

Granted 28 Phantom Stock Units ($23K)

28 Sep 2026 Form 4: Creed Joseph E, Chief Executive Officer

Granted 19 Phantom Stock Units ($15.6K)

28 Sep 2026 Form 4: Kaiser Jason, Group President

Granted 11 Phantom Stock Units ($9.04K)

28 Sep 2026 Form 4: Epley Kyle Joseph, Chief Financial Officer

Granted 18 Phantom Stock Units ($14.8K)

01 Sep 2026 Form 4: Creed Joseph E, Chief Executive Officer

Received 44,403 shares by exercise or conversion ($9.76M) · Gave up 12,002 shares to cover exercise price or tax ($9.76M) · Sold 32,401 shares ($26.2M)

01 Sep 2026 8-K: Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation
28 Aug 2026 144
27 Aug 2026 Form 4: Epley Kyle Joseph, Chief Financial Officer

Granted 18 Phantom Stock Units ($14.8K)

27 Aug 2026 Form 4: Kaiser Jason, Group President

Granted 11 Phantom Stock Units ($9.04K)

27 Aug 2026 Form 4: Creed Joseph E, Chief Executive Officer

Granted 19 Phantom Stock Units ($15.6K)

05 Aug 2026 Form 3: Good Lynn J, Director

Holds 122 shares of Common Stock

05 Aug 2026 10-Q
04 Aug 2026 8-K: Results of Operations and Financial Condition; Regulation FD Disclosure
27 Jul 2026 Form 4: Kaiser Jason, Group President

Granted 10 Phantom Stock Units ($8.89K)

27 Jul 2026 Form 4: Creed Joseph E, Chief Executive Officer

Granted 18 Phantom Stock Units ($16K)

27 Jul 2026 Form 4: Epley Kyle Joseph, Chief Financial Officer

Granted 12 Phantom Stock Units ($10.7K)

01 Jul 2026 Form 4: MacLennan David, Director

Granted 22 Phantom Stock Units ($23.2K)

29 Jun 2026 Form 4: Kaiser Jason, Group President

Granted 5 Phantom Stock Units ($4.99K)

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