Insider Transactions

What Caterpillar Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	2
Sells	14	91
Total trades	16	206

Shares traded

	3 months	12 months
Acquired	44,403	499,661
Disposed	44,403	471,940
Net activity	+0	+27,721

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−4,831	$813.72	−$3.93M	34,555
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−1,280	$812.09	−$1.04M	39,386
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−5,035	$811.31	−$4.08M	40,666
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−3,041	$810.31	−$2.46M	45,701
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−2,137	$809.08	−$1.73M	48,742
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−2,639	$808.20	−$2.13M	50,879
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−6,135	$807.41	−$4.95M	53,518
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−3,382	$806.31	−$2.73M	59,653
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−1,351	$805.36	−$1.09M	63,035
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−520	$803.86	−$418K	64,386
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−750	$803.39	−$603K	64,906
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−280	$802.10	−$225K	65,656
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−540	$801.10	−$433K	65,936
Creed Joseph E	Chief Executive Officer	Aug 28	Open-market sale · S	−480	$800.19	−$384K	66,476
Creed Joseph E	Chief Executive Officer	Aug 28	Withheld — tax / exercise cost · F	−12,002	$812.98	−$9.76M	66,956
Creed Joseph E	Chief Executive Officer	Aug 28	Exercise / conversion · M	+44,403	$219.76	+$9.76M	78,958
Fish James C Jr	Director	Jun 10	Grant / award · A	+211	—	—	3,687
Johnson Gerald	Director	Jun 10	Grant / award · A	+211	—	—	3,907
Keene Nazzic S	Director	Jun 10	Grant / award · A	+211	—	—	728
MacLennan David	Director	Jun 10	Grant / award · A	+211	—	—	8,420

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