$CAT

$691.79 +$4.79 (0.7%) Live

$CAT Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 459.7M shares outstanding

Who owns CAT?

By type of holder

Institutions 71.9% Insiders 0.3% Everyone else 27.9%

Concentration Top 10 holders own 37.3%

BlackRock, Inc. 8.3% · State Street Corp 7.5%

Institutional ownership

71.9%

-0.3 pts vs last qtr

Institutional holders

4,061

+286 vs last qtr

Net shares bought

−1.3M

by institutions in Q2 2026

New / sold out

453 / 167

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Jpmorgan Chase & Co +4.4M
FMR LLC +2.0M

Biggest sellers in Q2 2026

Diamant Asset Management, Inc. −3.1M
Capital International Investors −2.0M

Who is planning to sell?

Notices of proposed sale, last 12 months

$244M

28 notices from 9 people

Shares covered

323.1K

0.07% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Bob De Lange Officer $78.7M
Anthony Fassino Officer $45.8M

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

−19.2%

−2.34% a year

Each share's claim on the business

+23.7%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$33.7B vs —

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years91% 3–5 years2% 1–3 years5% Under 1 year2%

Quarterly turnover

5.1%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting CAT on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	38.0M	8.26%	+822.1K (+2.2%)	≤2021	0.6%
Shares held by quarter Peak holding38.0M (Q2'26) Change over 8 quarters+2.6M Share of the company8.260% BlackRock, Inc.'s full portfolio →
SS State Street Corp	34.4M	7.48%	−488.3K (−1.4%)	≤2021	1.1%
Shares held by quarter Peak holding36.6M (Q4'24) Change over 8 quarters−2.0M Share of the company7.480% State Street Corp's full portfolio →

BlackRock, Inc.

38.0M

% of company

8.26%

Change vs last qtr

+822.1K (+2.2%)

Held since

≤2021

State Street Corp

34.4M

% of company

7.48%

Change vs last qtr

−488.3K (−1.4%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Caterpillar Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting CAT on Form N-PORT; together they hold 27.2% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$15.6B	14.6M	3.18%	0.68%	June 30, 2026
V5 Vanguard 500 Index Fund Vanguard Index Funds	$12.7B	11.9M	2.60%	0.76%	June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$15.6B

% of company

3.18%

% of the fund

0.68%

As of

June 30, 2026

Vanguard 500 Index Fund

Vanguard Index Funds

Position value

$12.7B

% of company

2.60%

% of the fund

0.76%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Caterpillar Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
UI Umpleby III Donald J Insider	789.0K	0.17%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.170% Umpleby III Donald J's insider activity →
DL De Lange Bob Insider	86.0K	0.02%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.020% De Lange Bob's insider activity →

Umpleby III Donald J

Insider

789.0K

% of company

0.17%

Change vs last qtr

—

Held since

—

De Lange Bob

Insider

86.0K

% of company

0.02%

Change vs last qtr

—

Held since

—

21 more holders behind a free account

See every insider and 5%+ holder of Caterpillar Inc.

Comments