$LPLA 3 SEC Filings

Filed On	Filing
14 Jan 2026	Form 3: Khanna Somesh, Director No securities owned
11 Dec 2025	Form 3: Morningstar Matthew, Group Managing Director Holds 578 shares of Common Stock
25 Aug 2025	Form 3: Field Emily, Group Managing Director No securities owned
10 Mar 2025	Form 3: Reeping Katharine, Principal Accounting Officer Holds 2,027.9057 shares of Common Stock
31 Dec 2024	Form 3: Cohen Marc Eliot, Managing Director Holds 3,934.2114 shares of Common Stock
08 Jan 2024	Form 3: Dadyar Sara, Managing Director No securities owned
14 Sep 2023	Form 3: Brown Althea, Managing Director No securities owned
21 Feb 2023	Form 3: Jambusaria Aneri, Managing Director Holds 4,128 shares of Common Stock
11 Jan 2023	Form 3: Ko Albert J, Director No securities owned
10 May 2022	Form 3: Sethi Kabir, Managing Director No securities owned
09 Aug 2021	Form 3: Gates Greg, Managing Director Holds 22,820 shares of Common Stock
17 Feb 2021	Form 3: Simonich Brent, EVP, CAO and Treasurer No securities owned
28 Jan 2021	Form 3: Fandrey Edward, Managing Director No securities owned
11 May 2020	Form 3: Bernard Edward C, Director Holds 5,000 shares of Common Stock
10 Jan 2020	Form 3: Enyedi Matthew, Managing Director Holds 2,697 shares of Common Stock
10 May 2019	Form 3: Thomas Corey E., Director No securities owned
04 Mar 2019	Form 3: Semerjian Dayton, Managing Director No securities owned
21 Aug 2018	Form 3: Steinmeier Richard, Managing Director Holds 0 shares of No securities are beneficially owned
05 Jun 2018	Form 3: Mnookin Allison, Director Holds 0 shares of No securities are beneficially owned
19 Jul 2017	Form 3: Seese Scott, MD, Chief Information Officer Holds 0 shares of No securities are beneficially owned

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