$LPLA 4 SEC Filings

Filed On	Filing
14 Sep 2026	Form 4: Reeping Katharine, Principal Accounting Officer Sold 439.949 shares ($153K)
08 Sep 2026	Form 4: Field Emily, Group Managing Director Gave up 106 shares to cover exercise price or tax ($38.1K)
01 Sep 2026	Form 4: Thomas Corey E., Director Received 4 shares as a grant or award
01 Sep 2026	Form 4: Schifter Richard P, Director Received 14 shares as a grant or award
01 Sep 2026	Form 4: Putnam James S, Director Received 7 shares as a grant or award
01 Sep 2026	Form 4: Mnookin Allison, Director Received 2 shares as a grant or award
01 Sep 2026	Form 4: Glavin William Francis Jr, Director Received 10 shares as a grant or award
01 Sep 2026	Form 4: Eberhart Paulett, Director Received 4 shares as a grant or award
01 Sep 2026	Form 4: Bernard Edward C, Director Received 3 shares as a grant or award
31 Aug 2026	Form 4: Jambusaria Aneri, Group Managing Director Sold 308 shares ($110K)
21 Aug 2026	Form 4: Gates Greg, Group Managing Director Received 7,189 shares by exercise or conversion ($557K) · Sold 4,119 shares ($1.46M)
04 Aug 2026	Form 4: Putnam James S, Director Gave 2,000 shares as a gift
04 Aug 2026	Form 4: Enyedi Matthew, Group Managing Director Sold 1,000 shares ($353K)
22 Jun 2026	Form 4: Jambusaria Aneri, Group Managing Director Sold 308 shares ($94.2K)
15 Jun 2026	Form 4: Gates Greg, Group Managing Director Gave up 232 shares to cover exercise price or tax ($68.6K)
15 Jun 2026	Form 4: Cohen Marc Eliot, Group Managing Director Gave up 44 shares to cover exercise price or tax ($13K)
08 Jun 2026	Form 4: Thomas Corey E., Director Received 7 shares as a grant or award
08 Jun 2026	Form 4: Schifter Richard P, Director Received 19 shares as a grant or award
08 Jun 2026	Form 4: Putnam James S, Director Received 10 shares as a grant or award
08 Jun 2026	Form 4: Mnookin Allison, Director Received 3 shares as a grant or award

Comments