Simplify Asset Management Inc.

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Portfolio value: $6.11B
Positions: 115
Quarter ended: September 30, 2026
Filed: October 27, 2026

Reported portfolio value by quarter (24 quarters reported)

$7.19B $110M

Q4 20 Q1 22 Q2 23 Q3 24 Q4 25 Q3 26

$110M in Q4 2020 → $6.11B now. Hover for any quarter.

Holdings

As reported for the quarter ended September 30, 2026. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
SE Simplify Exchange Traded Fun	65.1%	Trimmed 19%	39,748,238	$3.98B
IT Ishares Tr	12.8%	Trimmed 2.3%	1,018,592	$780M
IT Ishares Tr	7.3%	Trimmed 6.6%	4,710,059	$445M
IB Ishares Bitcoin Trust ETF Call	1.8%	Added 62%	2,362,700	$112M
SG SPDR Gold Tr Call	1.5%	Added 114%	235,100	$89.5M
SE Simplify Exchange Traded Fun	0.8%	Added 19%	4,477,620	$48.1M
SE Simplify Exchange Traded Fun	0.7%	Added 1400%	1,500,000	$44M
SE Simplify Exchange Traded Fun	0.6%	Unchanged	1,553,376	$35.9M
EL Eli Lilly & Co	0.6%	Added 104%	30,088	$34.8M
PG Plains Gp Hldgs L P	0.5%	Unchanged	1,272,360	$33M
SE Simplify Exchange Traded Fun	0.5%	Added 84%	1,149,406	$27.7M
SE Simplify Exchange Traded Fun	0.4%	Trimmed 66%	559,812	$27.2M
Humana Inc	0.4%	New	65,190	$24.9M
Arcutis Biotherapeutics Inc	0.4%	New	865,862	$22.9M
SE Simplify Exchange Traded Fun	0.4%	Trimmed 43%	975,000	$22.5M
IB Ishares Bitcoin Trust ETF Put	0.3%	New	400,000	$18.9M
Warby Parker Inc	0.3%	Added 6.9%	627,337	$17.4M
IB Ishares Bitcoin Trust ETF	0.3%	Trimmed 27%	357,300	$16.9M
Abbvie Inc	0.3%	Trimmed 0.3%	64,262	$16.8M
Johnson & Johnson	0.3%	Trimmed 14%	62,457	$16.5M
Thermo Fisher Scientific Inc	0.3%	Added 4.6%	24,130	$16.3M
Unitedhealth Group Inc	0.2%	Trimmed 1.9%	41,403	$15.2M
Purecycle Technologies Inc	0.2%	Added 9.1%	3,326,255	$14.7M
Avantor Inc	0.2%	New	965,919	$14.5M
Jazz Pharmaceuticals PLC	0.2%	Trimmed 22%	53,790	$12.5M
SE Simplify Exchange Traded Fun	0.2%	Trimmed 69%	651,127	$12.3M
Gilead Sciences Inc	0.2%	Trimmed 0.3%	81,061	$12.1M
Quest Diagnostics Inc	0.2%	Trimmed 0.4%	49,538	$11.5M
Benitec Biopharma Inc	0.2%	Trimmed 0.3%	1,002,201	$10M
SE Simplify Exchange Traded Fun	0.2%	Unchanged	428,078	$10M
Amgen Inc	0.1%	Trimmed 0.3%	20,917	$8.82M
Guardant Health Inc	0.1%	Added 78%	48,940	$8.73M
UT United Therapeutics Corp Del	0.1%	Trimmed 65%	16,084	$8.72M
Summit Therapeutics Inc	0.1%	New	510,106	$8.63M
AL Achieve Life Science Inc	0.1%	Trimmed 35%	932,105	$7.54M
Biohaven Ltd	0.1%	Trimmed 47%	550,693	$7.35M
10x Genomics Inc	0.1%	Trimmed 77%	68,239	$6.17M
Grail Inc	0.1%	New	42,969	$6.02M
Cvs Health Corp	0.1%	Trimmed 1.6%	69,933	$5.99M
Cardinal Health Inc	0.1%	Trimmed 0.3%	26,830	$5.96M
Vertex Pharmaceuticals Inc	0.1%	Trimmed 0.3%	10,428	$5.45M
VB Vaneck Bitcoin ETF	0.1%	Trimmed 34%	175,843	$4.15M
EL Establishment Labs Hldgs Inc	0.1%	Trimmed 0.3%	60,333	$3.87M
DS Delcath Sys Inc	0.1%	Trimmed 14%	227,679	$3.64M
Tesla Inc	0.1%	Trimmed 4.3%	10,165	$3.61M
SE Simplify Exchange Traded Fun	0.1%	Trimmed 88%	97,303	$3.49M
GH Ge Healthcare Technologies I	0.1%	Trimmed 0.3%	51,877	$3.39M
SH Schein Henry Inc	0.1%	New	37,999	$3.19M
SE Simplify Exchange Traded Fun	0.0%	Unchanged	91,464	$3.02M
MP Milestone Pharmaceuticals In	0.0%	Unchanged	3,349,379	$2.9M
EH Elevance Health Inc Formerly	0.0%	Trimmed 71%	7,316	$2.84M
SE Simplify Exchange Traded Fun	0.0%	Unchanged	116,500	$2.68M
Corcept Therapeutics Inc	0.0%	Trimmed 22%	20,568	$2.37M
Rithm Capital Corp	0.0%	Trimmed 34%	269,703	$2.34M
IQ Invesco Qqq Tr Call	0.0%	Unchanged	3,000	$2.22M
DD Danaher Corp Del	0.0%	Trimmed 78%	9,505	$2.11M
Pacira Biosciences Inc	0.0%	Trimmed 0.3%	82,814	$2.07M
Collegium Pharmaceutical Inc	0.0%	New	93,521	$2.04M
SE Simplify Exchange Traded Fun	0.0%	New	75,000	$1.83M
Phathom Pharmaceuticals Inc	0.0%	Unchanged	249,267	$1.82M

Showing top 60 of 115 positions.

Timeline of changes

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.

Q3 2026

quarter ended September 30, 2026 · filed October 27, 2026

Company	Action	Shares changed	Value of change	% of portfolio
SE Simplify Exchange Traded Fun	Trimmed	−9,393,624	−$940M	65.1%
SE Simplify Exchange Traded Fun	Trimmed	−4,787,000	−$91.1M	—
SE Simplify Exchange Traded Fun	Trimmed	−1,075,000	−$52.1M	0.4%
SG SPDR Gold Tr	Added	+125,100	+$47.6M	1.5%
IB Ishares Bitcoin Trust ETF	Added	+906,900	+$42.9M	1.8%
SE Simplify Exchange Traded Fun	Added	+1,400,000	+$41.1M	0.7%
IT Ishares Tr	Trimmed	−331,696	−$31.4M	7.3%
SE Simplify Exchange Traded Fun	Trimmed	−1,458,000	−$27.6M	0.2%
SE Simplify Exchange Traded Fun	Trimmed	−725,000	−$26M	0.1%
Humana Inc	New	+65,190	+$24.9M	0.4%

Showing the 10 largest of 137 changes.

Q2 2026

quarter ended June 30, 2026 · filed July 16, 2026

Company	Action	Shares changed	Value of change	% of portfolio
SE Simplify Exchange Traded Fun	Added	+3,103,087	+$310M	68.4%
IT Ishares Tr	Added	+941,689	+$93.2M	6.9%
SG SPDR Gold Tr	New	+110,000	+$40.8M	0.6%
IT Ishares Tr	Trimmed	−49,614	−$37.2M	10.9%
IB Ishares Bitcoin Trust ETF	Added	+680,800	+$22.7M	0.7%
Unitedhealth Group Inc	Added	+39,311	+$16.3M	0.2%
SE Simplify Exchange Traded Fun	Trimmed	−717,960	−$14.7M	1.4%
SE Simplify Exchange Traded Fun	New	+428,078	+$12.4M	0.2%
Quest Diagnostics Inc	New	+49,715	+$10.5M	0.1%
Nvidia Corporation	New	+52,000	+$10.4M	0.1%

Showing the 10 largest of 150 changes.

Q1 2026

quarter ended March 31, 2026 · filed April 27, 2026

Company	Action	Shares changed	Value of change	% of portfolio
SE Simplify Exchange Traded Fun	Added	+2,389,735	+$239M	70.7%
IT Ishares Tr	Added	+1,299,935	+$129M	6.2%
SE Simplify Exchange Traded Fun	New	+5,528,700	+$117M	1.8%
IT Ishares Tr	Added	+82,160	+$53.7M	10.9%
SE Simplify Exchange Traded Fun	New	+1,700,000	+$40M	0.6%
Unitedhealth Group Inc	Trimmed	−96,906	−$26.2M	—
Regeneron Pharmaceuticals	Trimmed	−20,253	−$15.6M	0.1%
Apellis Pharmaceuticals Inc	Exited	−538,008	−$13.5M	—
Amgen Inc	Trimmed	−36,506	−$12.8M	0.1%
NA Novo-nordisk A S	New	+327,357	+$12M	0.2%

Showing the 10 largest of 163 changes.

Q4 2025

quarter ended December 31, 2025 · filed February 09, 2026

Company	Action	Shares changed	Value of change	% of portfolio
SE Simplify Exchange Traded Fun	Added	+10,489,340	+$1.05B	71.3%
SG SPDR Gold Tr	Exited	−1,267,200	−$451M	—
SE Simplify Exchange Traded Fun	Trimmed	−1,859,127	−$38.5M	0.6%
Unitedhealth Group Inc	Added	+70,447	+$23.3M	0.5%
EL Eli Lilly & Co	Added	+18,315	+$19.7M	0.5%
Amgen Inc	New	+52,350	+$17.1M	0.3%
Align Technology Inc	New	+107,194	+$16.7M	0.3%
Regeneron Pharmaceuticals	Added	+18,172	+$14M	0.4%
SE Simplify Exchange Traded Fun	Trimmed	−850,000	−$12.6M	0.9%
Jazz Pharmaceuticals PLC	New	+71,178	+$12.1M	0.2%

Showing the 10 largest of 154 changes.

Q3 2025

quarter ended September 30, 2025 · filed October 20, 2025

Company	Action	Shares changed	Value of change	% of portfolio
SE Simplify Exchange Traded Fun	New	+33,159,700	+$3.32B	61.1%
SG SPDR Gold Tr	Added	+269,700	+$96M	8.3%
IT Ishares Tr	Trimmed	−119,583	−$80M	12.3%
IB Ishares Bitcoin Trust ETF	New	+636,000	+$41.3M	0.8%
SE Simplify Exchange Traded Fun	Trimmed	−2,863,782	−$39M	—
IT Ishares Tr	Trimmed	−306,677	−$30.7M	5.2%
SE Simplify Exchange Traded Fun	Trimmed	−1,475,000	−$30.5M	1.4%
SE Simplify Exchange Traded Fun	Trimmed	−1,160,700	−$29.3M	0.7%
SE Simplify Exchange Traded Fun	Added	+800,000	+$26.1M	0.5%
SE Simplify Exchange Traded Fun	Trimmed	−826,812	−$21.7M	0.1%

Showing the 10 largest of 127 changes.

Q2 2025

quarter ended June 30, 2025 · filed August 07, 2025

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr	Exited	−872,087	−$488M	—
SG SPDR Gold Tr	Trimmed	−423,100	−$130M	15.4%
M Microstrategy Inc	Exited	−391,500	−$119M	—
IT Ishares Tr	Trimmed	−90,009	−$55.9M	34.8%
IB Ishares Bitcoin Trust ETF	New	+510,000	+$30.5M	1.5%
SE Simplify Exchange Traded Fun	Exited	−1,299,393	−$29.8M	—
SE Simplify Exchange Traded Fun	New	+1,100,000	+$28.8M	1.5%
SE Simplify Exchange Traded Fun	New	+1,000,000	+$26.6M	1.3%
SE Simplify Exchange Traded Fun	Trimmed	−421,134	−$18.8M	4.3%
SE Simplify Exchange Traded Fun	Trimmed	−926,000	−$12.5M	2.1%

Showing the 10 largest of 105 changes.

Q1 2025

quarter ended March 31, 2025 · filed May 13, 2025

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr	New	+872,087	+$488M	18.3%
IT Ishares Tr	Added	+216,137	+$121M	25.3%
SG SPDR Gold Tr	Trimmed	−409,300	−$118M	15.3%
SE Simplify Exchange Traded Fun	Exited	−4,448,579	−$109M	—
SE Simplify Exchange Traded Fun	Added	+3,879,067	+$90M	3.5%
SE Simplify Exchange Traded Fun	New	+2,334,812	+$89.1M	3.3%
IT Ishares Tr	Added	+727,206	+$71.9M	11.3%
IB Ishares Bitcoin Trust ETF	Exited	−750,000	−$41.5M	—
PE Pimco ETF Tr	Exited	−251,800	−$25.3M	—
M Microstrategy Inc	Added	+73,700	+$22.4M	4.4%

Showing the 10 largest of 98 changes.

Q4 2024

quarter ended December 31, 2024 · filed February 11, 2025

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Added	+242,890	+$143M	28.7%
IT Ishares Tr	Exited	−1,563,600	−$126M	—
SG SPDR Gold Tr	Trimmed	−478,800	−$118M	22.2%
M Microstrategy Inc	New	+317,800	+$95.3M	4.7%
IT Ishares Tr	Added	+909,907	+$88.2M	11.1%
SE Simplify Exchange Traded Fun	Exited	−1,075,137	−$55.3M	—
IB Ishares Bitcoin Trust ETF	New	+750,000	+$41.5M	2.1%
SS Schwab Strategic Tr	Exited	−710,451	−$38.1M	—
JP J P Morgan Exchange Traded F	Exited	−493,580	−$25M	—
Sarepta Therapeutics Inc	Trimmed	−160,231	−$19.5M	0.2%

Showing the 10 largest of 114 changes.

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