Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.
Reported portfolio value by quarter (6 quarters reported)
$742M in Q2 2013 → $733M now. Hover for any quarter.
As reported for the quarter ended September 30, 2014. Activity is the change in share count since the prior quarter's filing.
| Holding | % of portfolio | Activity | Shares | Value |
|---|---|---|---|---|
| AR Arrowhead Research Corp @1.83 | 7.8% | Added 5.9% | 134,268,164 | $56.9M |
| P Pfsweb, Inc. | 3.5% | Unchanged | 2,348,955 | $25.6M |
| Kopin Corporation | 2.8% | Unchanged | 6,126,598 | $20.8M |
| VC Vocera Communications, Inc. | 2.6% | Added 831% | 2,388,325 | $19.3M |
| Ultra Clean Holdings, Inc. | 2.5% | Unchanged | 2,070,103 | $18.5M |
| Liveperson, Inc. | 2.5% | Unchanged | 1,427,200 | $18M |
| PP Pacira Pharmaceuticals, Inc. | 2.4% | Trimmed 10% | 180,000 | $17.4M |
| Ceva, Inc. | 2.3% | Trimmed 3.8% | 1,275,449 | $17.1M |
| BE Broadwind Energy Inc. | 2.2% | Unchanged | 2,112,191 | $15.8M |
| OT Omnivision Technologies, Inc. | 1.9% | Trimmed 43% | 514,044 | $13.6M |
| PT Pure Technologies, Ltd.(canada | 1.8% | Unchanged | 1,869,300 | $13.5M |
| LC Lrad Corporation | 1.7% | Unchanged | 4,667,710 | $12.6M |
| AT Adept Technology, Inc. | 1.7% | Unchanged | 1,467,850 | $12.3M |
| Brightcove, Inc. | 1.7% | Added 36% | 2,200,967 | $12.3M |
| Extreme Networks, Inc. | 1.6% | Unchanged | 2,422,864 | $11.6M |
| G( Genenews, Ltd. (canada) (cf) | 1.4% | Added 48% | 9,303,242 | $10.6M |
| Silicon Motion Technology Corp | 1.4% | Trimmed 50% | 385,295 | $10.4M |
| PI Powersecure International, Inc | 1.3% | Unchanged | 1,022,531 | $9.8M |
| MI Microfinancial Incorporated | 1.3% | Unchanged | 1,208,665 | $9.74M |
| EC Entropic Communications, Inc. | 1.3% | Added 10% | 3,597,070 | $9.57M |
| CN Carbon Natural Gas Co. | 1.3% | Unchanged | 10,888,889 | $9.26M |
| M Magnetek, Inc. | 1.3% | Trimmed 8.9% | 295,222 | $9.24M |
| Cpi Aerostructures, Inc. | 1.3% | Unchanged | 931,040 | $9.17M |
| Lemaitre Vascular Inc. | 1.2% | Unchanged | 1,311,617 | $9.02M |
| AR Amber Road, Inc. | 1.2% | Unchanged | 512,811 | $8.89M |
| Ideal Power, Inc. | 1.2% | Unchanged | 1,146,935 | $8.63M |
| EI Erickson Incorporated | 1.1% | Trimmed 29% | 638,976 | $8.3M |
| CC Constant Contact Inc. | 1.1% | Unchanged | 299,252 | $8.12M |
| Repligen Corporation | 1.1% | Trimmed 11% | 400,000 | $7.96M |
| AT Argos Therapeutics, Inc. | 1.0% | Unchanged | 750,000 | $7.55M |
| I Incontact Inc. | 1.0% | Unchanged | 863,552 | $7.51M |
| NC Neophotonics Corporation | 1.0% | Added 9.3% | 2,208,656 | $7.4M |
| P Pfenex, Inc. | 1.0% | New | 1,000,000 | $7.36M |
| KC Kmg Chemicals, Inc. | 1.0% | Trimmed 15% | 430,698 | $7.01M |
| A( Alcobra, Ltd. (israel) | 0.9% | Trimmed 26% | 443,496 | $6.85M |
| Maxlinear, Inc. | 0.9% | Added 3.7% | 967,397 | $6.66M |
| Fuelcell Energy Inc. | 0.9% | Added 20% | 3,101,605 | $6.48M |
| Oramed Pharmaceuticals Inc. | 0.9% | Unchanged | 790,000 | $6.37M |
| Aerovironment, Inc. | 0.9% | Added 92% | 210,000 | $6.32M |
| VP Vitae Pharmaceuticals, Inc. | 0.9% | New | 825,000 | $6.3M |
| WB Wafergen Bio-systems Inc. | 0.8% | New | 1,400,000 | $6.09M |
| AT Aratana Therapeutics, Inc. | 0.8% | Unchanged | 600,000 | $6.02M |
| ST Smart Technologies, Inc.(canad | 0.8% | Added 0.1% | 3,559,764 | $5.84M |
| SN Spark Networks, Inc. | 0.8% | Added 2.2% | 1,233,681 | $5.72M |
| Energous, Corp. | 0.7% | Unchanged | 481,096 | $5.48M |
| VS Vitesse Semiconductor Corp. | 0.7% | Added 10% | 1,502,400 | $5.41M |
| Turtle Beach Corporation | 0.7% | Added 22% | 695,050 | $5.32M |
| TT Trillium Therapeutics Corp. | 0.7% | Unchanged | 23,809,524 | $5.31M |
| MI Manitex Int'l Inc. | 0.7% | Added 76% | 459,230 | $5.19M |
| AS Ardmore Shipping Corp. (irelan | 0.7% | Added 3.0% | 474,300 | $5.17M |
| G Gigamon, Inc. | 0.7% | Added 63% | 467,966 | $4.9M |
| SB Sangamo Biosciences, Inc. | 0.7% | Unchanged | 450,000 | $4.85M |
| SC Sequans Communications - ADR | 0.6% | Added 6.5% | 2,294,290 | $4.54M |
| Cvd Equipment Corporation | 0.6% | Unchanged | 349,166 | $4.52M |
| I Ipass, Inc. | 0.6% | Unchanged | 2,979,509 | $4.5M |
| DG Dsp Group, Inc. | 0.6% | Unchanged | 504,334 | $4.47M |
| S Support.com, Inc. | 0.6% | Unchanged | 1,968,120 | $4.25M |
| WE World Energy Solutions, Inc. | 0.6% | Unchanged | 838,652 | $4.12M |
| I Izea Inc. | 0.5% | Unchanged | 10,857,144 | $4.02M |
| M Mosys, Inc. | 0.5% | Unchanged | 1,630,256 | $3.95M |
Showing top 60 of 148 positions.
What changed each quarter, from the filings' own share counts. Largest moves first; most recent 5 quarters.
quarter ended September 30, 2014 · filed November 14, 2014
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| SC Summit Corporations PLC (unite | Trimmed | −17,823,640 | −$44.8M | 0.3% |
| VC Vocera Communications, Inc. | Added | +2,131,887 | +$17.2M | 2.6% |
| AR Arrowhead Research Corporation | Trimmed | −877,482 | −$13M | 0.2% |
| TP Tetraphase Pharmaceuticals | Exited | −810,000 | −$10.9M | — |
| Silicon Motion Technology Corp | Trimmed | −392,778 | −$10.6M | 1.4% |
| OT Omnivision Technologies, Inc. | Trimmed | −393,800 | −$10.4M | 1.9% |
| VC Vapor Corporation | Exited | −1,555,968 | −$7.7M | — |
| P Pfenex, Inc. | New | +1,000,000 | +$7.36M | 1.0% |
| DM Destination Maternity Corp. | Exited | −299,864 | −$6.83M | — |
| VP Vitae Pharmaceuticals, Inc. | New | +825,000 | +$6.3M | 0.9% |
Showing the 10 largest of 87 changes.
quarter ended June 30, 2014 · filed August 08, 2014
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| AR Arrowhead Research Corp @1.83 | Trimmed | −24,385,326 | −$11.1M | 7.3% |
| SC Stem Cell Therapeutics Corp. | Exited | −23,809,524 | −$10.5M | — |
| Sorrento Therapeutics, Inc | Exited | −725,388 | −$9.3M | — |
| Lemaitre Vascular Inc. | Added | +1,000,000 | +$8.27M | 1.4% |
| TT Trillium Therapeutics Corp. | New | +23,809,524 | +$7.6M | 1.0% |
| RN Rmg Networks Holdding Corp. | Exited | −1,191,959 | −$6.72M | — |
| AR Amber Road, Inc. | Added | +415,319 | +$6.7M | 1.0% |
| Parkervision, Inc. | Trimmed | −4,491,581 | −$6.65M | 0.3% |
| C( Compugen Ltd. (israel) | Exited | −525,000 | −$5.52M | — |
| G Gigamon, Inc. | New | +287,967 | +$5.51M | 0.7% |
Showing the 10 largest of 94 changes.
quarter ended March 31, 2014 · filed May 14, 2014
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| AR Arrowhead Research Corporation | Trimmed | −1,831,666 | −$30.1M | 2.3% |
| SB Sangamo Biosciences, Inc. | Trimmed | −1,244,401 | −$22.5M | 0.9% |
| E Endocyte, Inc. | Trimmed | −563,100 | −$13.4M | 0.2% |
| Regulus Therapeutics, Inc. | Trimmed | −1,158,137 | −$10.4M | 0.2% |
| AT Argos Therapeutics, Inc. | New | +750,000 | +$7.5M | 0.8% |
| PP Pacira Pharmaceuticals, Inc. | Trimmed | −91,095 | −$6.38M | 1.5% |
| Ultra Clean Holdings, Inc. | Trimmed | −451,990 | −$5.94M | 3.2% |
| Ardmore Shipping Corp. | Added | +440,292 | +$5.86M | 0.7% |
| C( Compugen Ltd. (israel) | New | +525,000 | +$5.52M | 0.6% |
| Myr-group Inc. | Exited | −207,730 | −$5.21M | — |
Showing the 10 largest of 94 changes.
quarter ended December 31, 2013 · filed February 06, 2014
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| PS Power Solutions R/[email protected] 4/2 | Added | +25,579,305 | +$13.4M | 9.0% |
| V( Vapor Corp. (restricted) | New | +1,666,667 | +$12.5M | 1.3% |
| Oramed Pharmaceuticals Inc. | New | +790,000 | +$12.2M | 1.3% |
| AT Adept Technology, Inc. | Trimmed | −485,277 | −$8.2M | 3.1% |
| EM Ellie Mae, Inc. | Trimmed | −267,375 | −$7.18M | 0.3% |
| SC Stem Cell Therapeutics Corp. | New | +23,809,524 | +$6.97M | 0.7% |
| FI Flow International Corporation | Exited | −1,732,190 | −$6.91M | — |
| Sorrento Therapeutics, Inc | New | +825,000 | +$6.68M | 0.7% |
| Liveperson, Inc. | Added | +414,809 | +$6.15M | 1.5% |
| Ideal Power, Inc. | New | +1,146,935 | +$6.09M | 0.7% |
Showing the 10 largest of 96 changes.
quarter ended September 30, 2013 · filed November 08, 2013
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Power Solutions International | Trimmed | −281,893 | −$16.7M | 0.8% |
| PP Pacira Pharmaceuticals, Inc. | Trimmed | −158,690 | −$7.63M | 2.0% |
| RN Rmg Networks Holdding Corp. | New | +700,000 | +$5.26M | 0.6% |
| MC Multiband Corporation | Exited | −1,558,929 | −$4.94M | — |
| FP Five Prime Therapeutics, Inc. | New | +350,000 | +$4.59M | 0.6% |
| Titan Machinery, Inc. | Trimmed | −283,260 | −$4.56M | — |
| Hopto Inc. | New | +8,261,900 | +$4.46M | 0.5% |
| I Incontact Inc. | Trimmed | −531,010 | −$4.39M | 0.9% |
| M Memsic, Inc. | Exited | −825,495 | −$3.39M | — |
| PS Power Solutions R/[email protected] 4/2 | Trimmed | −7,439,073 | −$3.2M | 7.2% |
Showing the 10 largest of 86 changes.
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