Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.
Reported portfolio value by quarter (24 quarters reported)
$141M in Q4 2017 → $175M now. Hover for any quarter.
As reported for the quarter ended September 30, 2023. Activity is the change in share count since the prior quarter's filing.
| Holding | % of portfolio | Activity | Shares | Value |
|---|---|---|---|---|
| SS SPDR S&P 500 ETF Tr | 9.4% | Added 0.1% | 38,321 | $16.4M |
| IQ Invesco Qqq Tr | 5.3% | Added 0.1% | 26,054 | $9.33M |
| NN Nuveen New York Amt Qlt Muni | 4.3% | Unchanged | 792,367 | $7.49M |
| Altria Group Inc | 2.9% | Unchanged | 120,458 | $5.07M |
| NN Nuveen New York Qlt Mun Inc | 2.7% | Unchanged | 486,078 | $4.7M |
| BH Berkshire Hathaway Inc Del | 2.2% | Added 1.2% | 10,980 | $3.85M |
| Amazon Com Inc | 2.0% | Trimmed 2.8% | 28,050 | $3.57M |
| ET Energy Transfer L P | 1.8% | Unchanged | 222,298 | $3.12M |
| BM Blackrock Muniyield N Y Qual | 1.8% | Unchanged | 348,250 | $3.09M |
| LC Ladder Cap Corp | 1.6% | Unchanged | 271,781 | $2.79M |
| VI Vanguard Intl Equity Index F | 1.6% | Trimmed 3.0% | 29,423 | $2.74M |
| VE Vaneck ETF Trust | 1.5% | Unchanged | 35,300 | $2.68M |
| BM Blackrock Munihldgs Ny Qlty | 1.5% | Unchanged | 292,141 | $2.67M |
| PN Pimco New York Mun Income Fd | 1.4% | Unchanged | 397,400 | $2.48M |
| NA Nuveen Amt Free Qlty Mun Inc | 1.4% | Unchanged | 248,583 | $2.41M |
| FK Fs Kkr Cap Corp | 1.3% | Unchanged | 119,643 | $2.36M |
| SP Starwood Ppty Tr Inc | 1.3% | Unchanged | 120,192 | $2.33M |
| Microsoft Corp | 1.3% | Unchanged | 7,335 | $2.32M |
| EP Essential Pptys Rlty Tr Inc | 1.3% | Unchanged | 106,758 | $2.31M |
| NP Nuveen Pfd & Income Opportun | 1.3% | Unchanged | 357,226 | $2.26M |
| PM Pimco Mun Income Fd Ii | 1.2% | Unchanged | 280,187 | $2.15M |
| PT Proshares Tr | 1.2% | Trimmed 0.9% | 195,350 | $2.13M |
| Ready Capital Corp | 1.2% | Unchanged | 206,637 | $2.09M |
| BD Becton Dickinson & Co | 1.2% | Trimmed 1.5% | 7,950 | $2.06M |
| IQ Invesco Quality Mun Income T | 1.2% | Unchanged | 244,543 | $2.05M |
| Boeing Co | 1.1% | Trimmed 0.1% | 10,010 | $1.92M |
| BM Blackrock Munivest Fd Inc | 1.1% | Unchanged | 312,220 | $1.89M |
| KR Kkr Real Estate Fin Tr Inc | 1.0% | Unchanged | 154,116 | $1.83M |
| Oaktree Specialty Lending Co | 1.0% | Unchanged | 90,468 | $1.82M |
| PN Pimco New York Mun Fd Ii | 1.0% | Unchanged | 281,593 | $1.81M |
| KM Kinder Morgan Inc Del | 1.0% | Unchanged | 104,000 | $1.72M |
| SG SPDR Gold Tr | 1.0% | Trimmed 0.3% | 9,785 | $1.68M |
| Arbor Realty Trust Inc | 0.9% | Unchanged | 108,877 | $1.65M |
| NA Nuveen Amt Free Mun Cr Inc F | 0.9% | Unchanged | 160,147 | $1.65M |
| RU Reaves Util Income Fd | 0.9% | Unchanged | 66,212 | $1.63M |
| PI Pennantpark Invt Corp | 0.9% | Unchanged | 246,312 | $1.62M |
| AP Air Prods & Chems Inc | 0.9% | Unchanged | 5,600 | $1.59M |
| IT Invesco Tr Invt Grade New Yo | 0.9% | Unchanged | 170,381 | $1.55M |
| NM Nuveen Municipal Credit Inc | 0.9% | Unchanged | 148,183 | $1.55M |
| XO Xai Octagon Floating Rate & | 0.9% | Unchanged | 214,393 | $1.49M |
| ES Etfis Ser Tr I | 0.8% | Unchanged | 72,115 | $1.39M |
| OH Onemain Hldgs Inc | 0.8% | Unchanged | 34,391 | $1.38M |
| TV Triplepoint Venture Growth B | 0.7% | Unchanged | 121,240 | $1.27M |
| AC Ares Coml Real Estate Corp | 0.7% | Unchanged | 129,913 | $1.24M |
| AC Apollo Coml Real Est Fin Inc | 0.7% | Unchanged | 121,855 | $1.23M |
| MH Mfs High Yield Mun Tr | 0.7% | Unchanged | 382,584 | $1.2M |
| BM Blackstone Mtg Tr Inc | 0.7% | Unchanged | 52,758 | $1.15M |
| VT Vanguard Tax-managed Fds | 0.7% | Trimmed 3.1% | 26,109 | $1.14M |
| Ares Capital Corp | 0.6% | Unchanged | 57,562 | $1.12M |
| SI Saratoga Invt Corp | 0.6% | Unchanged | 41,817 | $1.07M |
| IT Ishares Tr | 0.6% | Unchanged | 10,025 | $1.06M |
| Verizon Communications Inc | 0.6% | Trimmed 6.3% | 32,040 | $1.04M |
| VE Vaneck ETF Trust | 0.6% | Unchanged | 64,093 | $1.03M |
| FT First Tr Exchange Traded Fd | 0.6% | Unchanged | 13,490 | $1.02M |
| KA Kayne Anderson Energy Infrst | 0.6% | Unchanged | 121,491 | $1.02M |
| VI Vanguard Intl Equity Index F | 0.6% | Trimmed 2.7% | 25,621 | $1M |
| Alphabet Inc | 0.6% | Added 3.4% | 7,540 | $994K |
| Alphabet Inc | 0.6% | Added 0.7% | 7,440 | $974K |
| IE Invesco Exch Traded Fd Tr Ii | 0.5% | Added 0.2% | 38,480 | $948K |
| Hess Corp | 0.5% | Unchanged | 6,000 | $918K |
Showing top 60 of 138 positions.
What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.
quarter ended September 30, 2023 · filed October 24, 2023
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Griffon Corp | Exited | −56,551 | −$2.28M | — |
| LF Listed Fd Tr | Trimmed | −45,000 | −$815K | 0.2% |
| Salesforce Inc | Trimmed | −3,093 | −$627K | 0.2% |
| Constellation Brands Inc | Exited | −1,069 | −$263K | — |
| MM Magellan Midstream Prtnrs LP | Exited | −4,150 | −$259K | — |
| UA Ubs Ag London Branch | Exited | −18,658 | −$189K | — |
| UA Ubs Ag London Branch | New | +18,658 | +$174K | 0.1% |
| Amazon Com Inc | Trimmed | −800 | −$102K | 2.0% |
| VI Vanguard Intl Equity Index F | Trimmed | −920 | −$85.7K | 1.6% |
| Verizon Communications Inc | Trimmed | −2,149 | −$69.6K | 0.6% |
Showing the 10 largest of 29 changes.
quarter ended June 30, 2023 · filed July 17, 2023
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| EP Essential Pptys Rlty Tr Inc | Trimmed | −208,335 | −$4.9M | 1.3% |
| Ready Capital Corp | Added | +93,338 | +$1.05M | 1.2% |
| BR Broadmark Rlty Cap Inc | Exited | −183,618 | −$863K | — |
| LC Ladder Cap Corp | Added | +58,892 | +$639K | 1.6% |
| Arbor Realty Trust Inc | Added | +38,009 | +$563K | 0.9% |
| BB Barclays Bank PLC | New | +21,750 | +$544K | 0.3% |
| ET Energy Transfer L P | Added | +40,453 | +$514K | 1.5% |
| RU Reaves Util Income Fd | Added | +17,935 | +$492K | 1.0% |
| KA Kayne Anderson Nextgen Enrgy | New | +66,675 | +$473K | 0.3% |
| Verizon Communications Inc | Added | +12,260 | +$456K | 0.7% |
Showing the 10 largest of 57 changes.
quarter ended March 31, 2023 · filed April 18, 2023
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| EP Essential Pptys Rlty Tr Inc | Added | +97,170 | +$2.41M | 4.4% |
| Oaktree Specialty Lending Co | New | +90,468 | +$1.7M | 0.9% |
| Oaktree Specialty Lending Co | Exited | −242,975 | −$1.67M | — |
| IT Ishares Tr | New | +10,000 | +$1.15M | 0.6% |
| OH Onemain Hldgs Inc | New | +30,591 | +$1.13M | 0.6% |
| C& Cohen & Steers Quality Incom | New | +85,300 | +$1.02M | 0.6% |
| ES ETF Ser Solutions | Exited | −52,750 | −$901K | — |
| KA Kayne Anderson Energy Infrst | Added | +72,535 | +$627K | 0.6% |
| ES Etfis Ser Tr I | Added | +26,235 | +$507K | 0.8% |
| RU Reaves Util Income Fd | Added | +17,852 | +$507K | 0.8% |
Showing the 10 largest of 68 changes.
quarter ended December 31, 2022 · filed January 24, 2023
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| PT Proshares Tr | New | +193,000 | +$2.84M | 1.7% |
| Apple Inc | Exited | −13,521 | −$1.87M | — |
| PN Pimco New York Mun Income Fd | Added | +203,587 | +$1.61M | 1.9% |
| PN Pimco New York Mun Income Fd | Exited | −203,587 | −$1.4M | — |
| IQ Invesco Qqq Tr | Trimmed | −4,454 | −$1.19M | 4.3% |
| Microsoft Corp | Trimmed | −4,945 | −$1.19M | 1.1% |
| BH Berkshire Hathaway Inc Del | Trimmed | −2,691 | −$831K | 2.0% |
| Amazon Com Inc | Trimmed | −8,100 | −$680K | 1.5% |
| ER Ellington Residential Mtg Re | Trimmed | −72,175 | −$495K | 0.2% |
| Boeing Co | Trimmed | −2,520 | −$480K | 1.3% |
Showing the 10 largest of 65 changes.
quarter ended September 30, 2022 · filed October 20, 2022
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| IQ Invesco Qqq Tr | Added | +6,814 | +$1.82M | 5.2% |
| PN Pimco New York Mun Income Fd | Trimmed | −203,587 | −$1.74M | 1.1% |
| PN Pimco New York Mun Income Fd | New | +203,587 | +$1.4M | 0.9% |
| Alphabet Inc | Added | +8,018 | +$767K | 0.5% |
| Alphabet Inc | Added | +7,923 | +$762K | 0.5% |
| GX Global X Fds | Trimmed | −26,741 | −$664K | 0.2% |
| AE Alps ETF Tr | Trimmed | −18,355 | −$577K | 0.2% |
| FT First Tr Exchange Traded Fd | Trimmed | −9,114 | −$551K | 0.5% |
| RU Reaves Util Income Fd | New | +17,015 | +$463K | 0.3% |
| PT Proshares Tr | Exited | −19,000 | −$314K | — |
Showing the 10 largest of 47 changes.
quarter ended June 30, 2022 · filed July 18, 2022
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Amazon Com Inc | Added | +35,609 | +$3.78M | 2.4% |
| PT Proshares Tr | Exited | −41,500 | −$2.72M | — |
| Merck & Co Inc | Exited | −28,909 | −$2.37M | — |
| Bristol-myers Squibb Co | Exited | −25,220 | −$1.84M | — |
| EP Essential Pptys Rlty Tr Inc | Added | +85,511 | +$1.84M | 2.8% |
| SS Select Sector SPDR Tr | Trimmed | −19,800 | −$1.39M | 0.1% |
| PT Proshares Tr | Trimmed | −77,800 | −$1.29M | 0.2% |
| 3m Co | New | +9,800 | +$1.27M | 0.7% |
| LC Ladder Cap Corp | Added | +82,585 | +$871K | 1.1% |
| Salesforce Inc | Trimmed | −5,000 | −$825K | 0.5% |
Showing the 10 largest of 63 changes.
quarter ended March 31, 2022 · filed May 06, 2022
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Conocophillips | Trimmed | −18,342 | −$1.83M | 1.0% |
| SS Select Sector SPDR Tr | New | +22,800 | +$1.7M | 0.8% |
| PT Proshares Tr | Added | +23,500 | +$1.54M | 1.3% |
| SS Select Sector SPDR Tr | Exited | −25,675 | −$1.43M | — |
| PT Proshares Tr | New | +96,800 | +$1.36M | 0.7% |
| Largo Inc | New | +99,295 | +$1.26M | 0.6% |
| I Ishares Inc | Exited | −20,000 | −$1.06M | — |
| IT Ishares Tr | Exited | −26,380 | −$1.04M | — |
| SS Select Sector SPDR Tr | Exited | −18,000 | −$703K | — |
| PT Proshares Tr | Exited | −38,100 | −$644K | — |
Showing the 10 largest of 65 changes.
quarter ended December 31, 2021 · filed January 20, 2022
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| PT Proshares Tr | New | +18,000 | +$2.64M | 1.2% |
| Altria Group Inc | Added | +54,356 | +$2.58M | 2.3% |
| Bristol-myers Squibb Co | New | +26,320 | +$1.64M | 0.8% |
| PT Proshares Tr | Exited | −11,920 | −$1.19M | — |
| I Ishares Inc | Exited | −33,600 | −$1.11M | — |
| LR Largo Res Ltd | Exited | −99,295 | −$1.04M | — |
| SS Select Sector SPDR Tr | Exited | −16,075 | −$1.03M | — |
| FK Fs Kkr Cap Corp | Added | +46,451 | +$972K | 1.0% |
| PD Pimco Dynamic Income Fd | New | +37,383 | +$969K | 0.5% |
| PD Pimco Dynamic Cr Income Fd | Exited | −45,673 | −$965K | — |
Showing the 10 largest of 86 changes.
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